October 10, 2018
Schlam Stone & Dolan partner Erik Groothuis moderated a roundtable panel discussion on SEC enforcement priorities at the annual Hedge Fund General Counsel and Compliance Officer Summit at New York’s Marriott Marquis Hotel. At the conference, which was attended by representatives of some of the world’s largest hedge funds, Erik assessed the trends in SEC enforcement actions based on public speeches by SEC officials, reports issued by the Commission, and recent enforcement actions.